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304 North Cardinal St.
Dorchester Center, MA 02124

Work Hours
Monday to Friday: 7AM - 7PM
Weekend: 10AM - 5PM

Managed Operations

Transparent, Governable, Compliant, Powered by KOR Financial.

Key Benefits of Our Managed Services

Strategic Freedom

Reduce reliance on internal resources, freeing your team for strategic initiatives

Innovative Expertise

Access cutting-edge technologies and expert knowledge without significant investment

Defensible Compliance

Transparent reporting, built for regulatory confidence and trust

Automated End-to-End Reporting Operations

  • Comprehensive Reporting Management: We manage the complete daily reporting lifecycle, ensuring accurate and timely submissions to all required regulatory bodies.
  • Dedicated Reporting Administration: Our team handles all routine reporting tasks, freeing your staff from time-consuming operational duties
  • Proactive Reporting Operations: We monitor, process, and submit your reports daily, ensuring continuous compliance and minimising potential risks
  • Governance & Control: We provide detailed audit trails and robust control checks, empowering clients to effectively govern and monitor our reporting operations.

Service Details

Reporting Lifecycle Management

  • Trade ingestion: Automatically ingest trade data directly from your trading platforms or in formats like JSON, CSV, FpML, and XML, with secure delivery options and tracking.
  • Reporting transparency: See into the full reporting cycle, from data ingestion and validation to submission and post-reporting activities like error handling.
  • Issue management: Proactively manage reporting issues with a global support network, enabling quick error resolution.

Multi-Jurisdictional Compliance

  • Regulatory coverage: Support for a broad range of regulatory regimes, including ASIC, MAS, EMIR, and MiFID.
  • One Platform, Global Compliance: Simplify your regulatory trade reporting. Our unified solution removes the complexity of adhering to diverse jurisdictional requirements.
  • Regulatory monitoring: Continuous monitoring of regulatory updates, enabling swift adaptation to evolving compliance requirements.

Monitoring and Oversight

  • Daily Compliance Reporting and Validation: We provide regular reports detailing compliance validations and potential deviations, demonstrating proactive issue resolution and minimising regulatory risk.
  • Pre-Built Governance Framework: We provide a comprehensive governance framework within our platform, ensuring all reporting activities are auditable and regulator-ready.
  • Governance-Focused Mapping Oversight: Access to clear mapping logic and transformation details provides strong governance support, ensuring defensibility of reporting operations.

Seamless Data Integration

  • Automated Compliance Assurance: Automated data processing reduces manual errors and ensures consistent compliance, freeing your team from tedious data management.
  • Process Automation: Minimisation of manual effort through automated validation, enrichment, submission, and error handling.
  • Direct Trading Platform Integration: Native integration with MetaTrader 4/5, DX Trade, Match-Trader, and cTrader ensures seamless data flow, minimising setup and operational overhead for retail FX/CFD brokers.

Proactive Issue Management

  • Global Support: Our worldwide network works diligently to resolve issues before they can disrupt your critical reporting.
  • Pre-Validation: Stop Errors Before Submission. Ensure message validity, every time.
  • Experts: Delivering rapid solutions through proven expertise.
  • Proactive Communications: Quickly identifying and escalating concerns, allowing for prompt resolution before submission.

Use Cases:
How We Simplify Compliance

Streamlining Multi-Jurisdictional Compliance

Imagine a global investment firm struggling to manage compliance across multiple jurisdictions such as ASIC, EMIR, and CFTC. The internal compliance team finds it challenging to handle the complexity of mapping data and ensuring timely submissions, leading to inefficiencies and risks of non-compliance.

In this hypothetical scenario, Resolve DTR’s Managed Services could provide a unified platform that automates data mapping, validates regulatory requirements for each jurisdiction, and offers dashboards for tracking progress. This would eliminate manual errors and significantly streamline multi-jurisdictional reporting processes.

By implementing such a solution, the firm would reduce compliance complexity, minimise errors, and allow the team to focus on strategic initiatives instead of tedious manual tasks.

Proactive Error Management for Flawless Reporting

Consider a mid-sized asset management company that faces recurring errors in regulatory submissions, resulting in penalties and strained relationships with regulators. The firm lacks the resources for issue resolution, putting compliance at risk.

In a simulated scenario, Resolve DTR’s proactive error management solution could include automated error detection, immediate reprocessing capabilities, and a 24/7 global support network. This would enable the firm to identify and resolve errors before submission deadlines, avoiding penalties and rebuilding trust with regulators.

With this approach, the company would mitigate compliance risks, enhance regulatory relationships, and restore confidence in their reporting processes.

Reducing Operational Burden with Automation

Imagine a large financial institution managing diverse asset classes and high reporting volumes. Their in-house compliance team is overworked, causing inefficiencies, delays, and burnout. The operational burden makes it difficult for them to focus on strategic priorities.

In this hypothetical example, Resolve DTR’s Managed Services could automate the entire reporting lifecycle — from data ingestion to reconciliation. Tailored workflows and scalable infrastructure would drastically reduce manual intervention, freeing up resources for high-value tasks.

By leveraging automation, the institution could achieve greater operational efficiency, adapt to growing reporting demands, and empower its team to concentrate on driving business growth.