FAQs

This section provides answers to the most frequently asked questions regarding our company, the services we offer, and our approach to regulatory reporting.

About Resolve DTR
What is Resolve DTR’s core focus?

Resolve DTR specialises in simplifying the complexities of derivative trade reporting for financial institutions, ensuring compliance with regulations across jurisdictions like ASIC, EMIR, UK EMIR, and MAS.

What makes Resolve DTR different?

We offer personalized solutions, transform complex regulations into actionable insights, and leverage the integrated technology of our partner, KOR Financial, including their own Trade Repository for seamless reporting.

What is your mission?

Our mission is to turn compliance into confidence for our clients by providing clear, reliable, and efficient derivative trade reporting solutions.

Our Services
What types of services does Resolve DTR offer?

We provide a comprehensive suite of services including Managed Operations (Derivative Trade Reporting as a Service), Health Checks & Reporting Assurance, Comprehensive Data Reconciliation, and Regulatory Reporting Consulting.

How can Resolve DTR help my business?

We help you navigate the complexities of regulatory reporting, reduce the risk of penalties, streamline your operations, ensure data accuracy, and provide expert guidance to maintain ongoing compliance.

Who is your ideal client?

Our services are ideal for small to medium-sized financial institutions, Buy-Side, Investment Firms, Funds and Retail FX/CFD brokers, who need expert support with their derivative trade reporting obligations.

Managed Operations
(Derivative Trade Reporting as a Service)
What is Derivative Trade Reporting as a Service?

Our core service where we become your dedicated reporting team, managing the entire derivative trade reporting process from data capture to direct submission, ensuring compliance and transparent governance making your reporting defendable.

What are the benefits of your Managed Operations service?

You’ll benefit from reduced regulatory risk, streamlined operations, enhanced accuracy, and the ability to free up internal resources to focus on your core business.

Which regulations do you support with your Managed Operations service?

We support all major regulations requiring derivative trade reporting, including ASIC, EMIR, UK EMIR, and MAS.

What types of data sources can you integrate with?

We can seamlessly integrate with almost any data source or format, also including direct from retail trading platforms like MetaTrader 4/5, DX Trade, Match-Trader, and cTrader, as well as files (CSV, etc.) and other formats.

Consulting & Expertise
What kind of regulatory reporting consulting do you offer?

We provide expert guidance on navigating regulatory changes, trade reporting governance, technology and data optimisation, resolving regulatory inquiries, strategic compliance planning, and expert regulatory training.

How can your consulting services help us with new regulations?

We offer proactive analysis of upcoming regulatory changes and develop tailored strategies to ensure swift adaptation and ongoing compliance, minimising disruption to your business.

Can you help us if we have issues with our current reporting?

Yes, we offer expert support for regulatory inquiry resolution, helping you prepare comprehensive responses and develop remediation plans to address non-compliance.

Data Security & Technology
(Including KOR Financial)
How do you ensure the security of our reporting data?

We leverage the secure and robust technology platform of our partner, KOR Financial, which has stringent security measures in place to protect your sensitive data throughout the reporting process.

What is the benefit of your partnership with KOR Financial?

Our partnership with KOR Financial provides a unique advantage: a single, cutting-edge platform with its own Trade Repository, streamlining your entire reporting process and ensuring efficiency and accuracy.

Where is our data stored when using your services?

Your data is securely managed within KOR Financial’s infrastructure, which adheres to industry best practices for data security and compliance. The location of data storage may vary depending on regulatory requirements.